SEBI action..

SEBI action..
SEBI has passed an order against the broker M/s. Kisan Ratilal Choksey Shares and Securities Pvt. Ltd. on 30th November 2015  for inspection carried out by SEBI during the period April 2011 to Sept 2012 (covering 6 Qtrs) for specific area of Settlement of accounts of funds and securities.

SEBI has levied the penalty of Rs. 35 Lacs to the said broker for non-compliance of the provisions of non-settlement of accounts of funds and securities. 

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